LPL provides advisors with the tools, technology, and support they need to manage a successful practice. Backed by our substantial resources, your LPL advisor can focus on what he or she does best - provide you with prudent financial guidance and advice. LPL offers your financial advisor:
In addition, our 300-person Compliance team provides oversight of many diverse compliance and monitoring requirements. We serve as a true business partner to our advisors, working closely with them and acting proactively on their behalf so they can run a compliant practice. By seamlessly integrating compliance functionality into our advisors’ practices, we enable many of their procedures to be fully automated. With LPL focusing on back-office service and support, advisors are able to focus on their clients’ future rather than on logistics.